Lane Kenworthy, The Good Society
Pundits routinely opine that we live in a violent era, and lots of Americans fear violence.1 About half say they worry “a great deal” about crime and violence, and a third report that they’re afraid to walk alone at night somewhere within a mile of their residence, as we see in figures 1 and 2.
This is understandable. Fear of violence is stoked by policy makers, aspiring or already in office, who aim to sound tough on crime.2 Campaigning for president in 2016, Donald Trump warned that “crime is out of control and rapidly getting worse.” But there’s a more basic reason. Few of us have any clue about actual rates of violence, and we tend to estimate the probability of something occurring based on the ease with which we can recall examples of it. Given our near-constant access to the internet, social media, television, and radio, we are bombarded with examples of violence — terrorist attacks, mass shootings, police killings of unarmed African Americans, gang violence in urban ghettos, sexual assaults on college campuses, brutal civil wars, dictatorships committing genocide. This makes it likely we’ll perceive the level of violence to be much greater than it actually is.
In fact, we live in probably the least violent period in human history. For roughly the past 5,000 years, violence around the world has been decreasing, not increasing. In the United States, violence did rise in the 1960s and 1970s, but it began falling in the 1990s and is now back near pre-1960s levels. How, and why, has this happened?
THE LONG-RUN DECLINE IN VIOLENCE
In The Better Angels of Our Nature, Steven Pinker documents a steady downward trajectory of human violence over the past 5,000 years.3 Pinker begins with fact that, contrary to long-held assumption, humans aren’t biologically programmed to be violent. We are susceptible to five motives for violence: practical (means to an end), dominance, revenge, sadism, and ideology. But other motives and practices — empathy, self-control, the moral sense, and reason — orient us away from violence.
The level of violence among humans thus depends on the degree to which institutions and policies reduce the benefits and increase the costs of violence and the degree to which they allow our anti-violence motives to flourish. Three institutions that do this have become increasingly prevalent: government, commerce, and information, knowledge, and science. Government helps because a centralized authority can prevent and punish violence more effectively and on a larger scale than other actors. Commerce reduces violence because exchange of goods and services makes other people more valuable alive than dead. Literacy, mobility, schooling, and mass media increase our awareness and understanding of other people, which encourages us to empathize with them. Application of knowledge and rationality allows people “to recognize the futility of cycles of violence, to ramp down the privileging of their own interests over others’, and to reframe violence as a problem to be solved rather than a contest to be won.”4 The growth of government, commerce, and information, knowledge, and science account for much of the decline in violence over time.
Pinker identifies a number of key advances. The first, beginning around 5,000 years ago, was the transition from “the anarchy of hunting, gathering, and horticultural societies … to the first agricultural civilizations with cities and governments,” which brought “a reduction in the chronic raiding and feuding that characterized life in a state of nature and a more or less fivefold decrease in rates of violent death.”5
A second major advance occurred in western Europe beginning in the late middle ages. It consisted of a tenfold to fiftyfold reduction in homicide due to “the consolidation of a patchwork of feudal territories into large kingdoms with centralized authority and an infrastructure for commerce.”6 Figure 3 shows the steady drop in homicide rates in five European nations.
The humanitarian revolution during the enlightenment period in the 17th and 18th centuries brought a third major advance. It featured “the first organized movements to abolish slavery, dueling, judicial torture, superstitious killing, sadistic punishment, and cruelty to animals, together with the first stirrings of systematic pacifism.”7 Figure 4 shows the decline in the use of judicial torture in major countries beginning around 1700, figure 5 the spread of slavery abolition, and figure 6 the reduction in executions in the United States.
World Wars I and II were notable exceptions to the downward trend in violence, but they were, in all likelihood, genuine exceptions rather than a shift in direction. Since the end of the second world war, violence has declined along a number of dimensions. Figure 7 shows that deaths produced by wars involving the “great powers” have dropped sharply, and are now at their lowest point in recorded history. Figure 8 shows a similarly dramatic decline in deaths from all wars between and within countries since the 1950s. Figure 9 shows the decrease in deaths from genocide. In addition, the rights revolutions beginning in the 1950s brought a “growing revulsion against aggression on smaller scales, including violence against ethnic minorities, women, children, homosexuals, and animals.”8
The only noteworthy exception to the downward trend in violence since the middle of the twentieth century is terrorist killings. The number has jumped sharply since 2010, as figure 10 shows. The level, it’s worth emphasizing, remains very low.
THE RISE AND DECLINE OF VIOLENCE IN THE UNITED STATES SINCE 1960
In the US, the long downward trend in violence was interrupted in the 1960s and 1970s. All four types of “violent crime” — homicide, rape, aggravated assault, and robbery — increased sharply in those two decades, as figure 11 shows. Then, beginning around 1993, they began to fall. The homicide rate dropped all the way back to its 1960 level, and robbery isn’t far behind. Rape and aggravated assault have declined less rapidly but still a good bit. What caused this unexpected rise and fall of violent crime in the United States?
One prominent hypothesis points to the economy. Crime is influenced by changes in the economy and in people’s (real and perceived) economic well-being. When jobs are plentiful and wages are rising, there is less incentive for people to commit robberies or other types of theft that can sometimes escalate to violence.9 However, the condition of the economy is mainly helpful for explaining short-run (year-to-year) fluctuations in violent crime. The US economy has been more difficult to navigate for many poor, working-class, and even middle-class Americans since the late 1970s,10 but that can’t account for the large rise in violent crime in the 1960s and 1970s, nor for the steady drop since the early 1990s.11
In the 1980s and 1990s it was common for conservatives to attribute rising crime to the breakdown of the traditional male breadwinner family, the weakening of community organizations, and the turn away from religion. However, since the early 1990s those institutions haven’t strengthened — indeed, most measures suggest they’ve continued to weaken12 — while violent crime has declined significantly.
Most violent crime is committed by males aged 15 to 30. The baby boom from 1945 to 1964 produced a surge in the number of 15-to-30-year-old males beginning in the early 1960s. This demographic bulge surely contributed to the rise in violent crime in the 1960s and 1970s. Yet the baby boom’s peak 15-to-30-year-old population year was 1980, so if demography is a strong driver of trends in violent crime, we would expect a decline commencing around that time. Instead, the crime decline began nearly a decade and a half later.13
A fourth theory, the most influential one in guiding our policy choices, focuses on incarceration. Locking up more criminals and keeping them in jail or prison longer ought to reduce crime by getting perpetrators off the street (incapacitation) and by deterring potential perpetrators (deterrence). From 1973 to around 2000, we steadily ramped up aggressiveness in putting criminals in prison and keeping them there for long periods of time. The “war on drugs” began in the 1970s under the Nixon administration. Mandatory minimum sentences, “three strikes” laws, and “truth in sentencing” laws, which forced judges to assign long prison terms irrespective of case circumstances, were added in the 1980s and 1990s. The likelihood of being arrested for committing a crime didn’t change much, but the likelihood of being convicted if arrested, the likelihood of being sentenced to prison or jail given a conviction, and the typical length of sentences all increased sharply.14
While incarceration surely helps to reduce violent crime, there are limits to its effectiveness. As one recent summary puts it15:
“Deterrence theory is underpinned by a rationalistic view of crime. In this view, an individual considering commission of a crime weighs the benefits of offending against the costs of punishment. Much offending, however, departs from the strict decision calculus of the rationalistic model…. Offenders must have some knowledge of criminal penalties to be deterred from committing a crime, but in practice often do not. Furthermore, suddenly induced rages, feelings of threat and paranoia, a desire for revenge and retaliation, and self-perceptions of brilliance in the grandiose phase of manic-depressive illness all can limit a potential offender’s ability to exercise self-control. Also playing a role are personality traits and the pervasive influence of drugs and alcohol: in one study, 32 percent of state prison inmates reported being high on drugs at the time of their crime…. The influence of crime-involved peers who downplay the long-term consequences of punishment is relevant as well. Taken together, these factors mean that, even if they knew the penalties that could be imposed under the law, a significant fraction of offenders still might not be able to make the calculation to avoid crime.”
The timing of the trend in violent crime is broadly consistent with the incarceration hypothesis. As figure 12 shows, we began locking more people up in the early-mid 1970s, and violent crime began falling in the early-mid 1990s.16
Yet there are several empirical problems for the incarceration hypothesis. The lag between the rise in incarceration and the decline in crime was two decades. That’s longer than we might expect if incarceration has a large impact, though this may owe partly to the fact that much of the rise in incarceration was for drug crimes, rather than for violent crimes.17 Other rich countries didn’t follow the US lead in ramping up incarceration in the 1970s, 1980s, and 1990s, yet they too experienced a drop in violent crime beginning in the mid-1990s, as figure 13 shows.18 In the US, states that have reduced incarceration since 2000 have enjoyed the same continued decline in violent crime as states that have maintained or increased incarceration.19 According to the most thorough assessment to date, a 2014 report prepared for the National Academy of Sciences, “On balance, panel data studies support the conclusion that the growth in incarceration rates reduced crime, but the magnitude of the crime reduction remains highly uncertain and the evidence suggests it was unlikely to have been large.”20
A fifth explanation points to two innovations in policing strategy. One is commonly known as “broken windows” or “zero tolerance” policing. The hypothesis is that aggressive deterrence and punishment of small offenses, such as vandalism and public drinking, creates an atmosphere of order and lawfulness and thereby reduces violent crime.21 The other is “place-based” or “hot-zone” policing, whereby police departments use computers to identify areas in a city where a large number of crimes are reported and quickly blanket the area with police.22
The principal evidence supporting a large impact of policing comes from New York City, which adopted these two strategies in 1993 under new police commissioner William Bratton. New York’s murder and violent crime rates fell sharply over the next two decades.23 The problem for this explanation is that many other large cities that didn’t adopt these strategies, or did so only later, experienced drops in violent crime similar in timing and magnitude to that of New York, as figure 14 shows.24
Recently, some analysts have begun looking into the role of exposure to lead during childhood. Such exposure, via car emissions or old paint, is associated with lower cognitive ability, weaker aggression and impulse control, increased likelihood of attention deficit disorder, and greater likelihood of being arrested for violent crime in adulthood. Use of leaded gasoline in cars rose sharply between the late 1930s and early 1970s. We then began to phase it out. As figure 15 suggests, a plot of the violent crime rate matches very closely the rise and decline of lead in gas 23 years earlier. The same is true for a number of other rich nations. In addition, states varied in the rate at which lead exposure rose and fell, and state variation in trends in violent crime has tended to match these patterns. So too for six large cities.25
What, then, are the chief causes of the rise and decline in violent crime in the United States? Social scientists are nowhere close to consensus.26
No issue related to safety is more contentious in the United States than the role of guns. While Americans are justly horrified by mass shootings, they’ve killed fewer than 500 people, in total, since the early 1980s, out of the roughly 77 million Americans that died over that period.27 The big numbers are in non-mass shootings: around 15,000 Americans are murdered each year, about two-thirds of them with guns. Would there be fewer if we banned guns or had tougher gun restrictions?
The over-time pattern in the US since 1960 suggests little or no effect of guns on the homicide rate. As figure 16 shows, the share of homes that have a gun has been relatively flat throughout the past half century, while the number of guns per person in the country has increased sharply. Neither trend looks to be useful in predicting the homicide rate, which, as we’ve seen, jumped sharply in the 1960s and 1970s and then declined equally sharply beginning in the early-mid 1990s.
Compared to other rich nations, the United States has a very high prevalence of guns and a very high rate of gun killings, as figure 17 shows. This seems to support the notion that more guns results in more homicides. However, countries differ in lots of ways, and America is particularly idiosyncratic. If we remove the US from the picture, the apparent correlation between guns and gun homicides weakens considerably, which suggests reason to doubt the importance of guns.
In 1994, the Clinton administration passed a crime law that included a ban on some types of assault weapons. The ban appears to have had little impact on homicides.28 This is partly because manufacturers made some alterations to assault-type guns that allowed them to get around the law, and also because assault weapons, although scary, are used in only a small share of gun killings. The ban expired after ten years, and it hasn’t been reinstated.
A more comprehensive change in gun policy in Australia seems to have had a larger impact. After a mass shooting that killed 35 people, Australia in 1996 banned semiautomatic and automatic rifles and shotguns, instituted a mandatory buyback program to take existing guns out of circulation, and instituted background check and mental health requirements for purchases of other types of guns. In the subsequent decade, gun homicides dropped by 59%.29
Comparison across states might be informative. A recent, very thorough cross-state analysis concluded that universal background checks are one of the few policies associated with lower gun killings.30
We also could compare across cities. A study published nearly three decades ago compared Seattle with Vancouver. These two cities were similar demographically and economically and just 140 miles apart, but Vancouver had much more restrictive gun laws. The analysts found that burglary and assault rates were similar in the two cities, but gun killings were much more common in Seattle.31
The best evidence is quasi-experimental: comparison of changes in gun prevalence and changes in gun killings across countries, states, or cities. Studies pursuing this type of approach have yielded mixed findings.32
If reducing the prevalence of guns would decrease homicides, how large would the effect be? The average gun homicide rate in other rich democracies is one-tenth of the US rate. Total gun homicides in the US are about 11,000 a year, so reducing our rate to the average among comparator nations would translate into about 10,000 fewer gun homicides per year. That’s a lot of lives, though it pales in comparison to, say, the 600,000 Americans killed by heart disease each year, the 580,000 killed by cancer, the 120,000 by accidents, the 100,000 by alcohol, and the 25,000 by illegal drugs.33 What we don’t know is whether a significant reduction in guns actually would get us such a large reduction in homicides.
We may be on firmer ground when it comes to suicides. About 20,000 Americans kill themselves with a gun each year, approximately half the total number of suicides. Of all attempts at suicide, only 11% succeed, but for those who use a gun the rate is 90%.34 Reducing the prevalence of guns thus might yield a sizable drop in the number of suicides.
How could we reduce gun prevalence? There is little chance the federal government will adopt a policy of prohibition. As figure 18 indicates, fewer than half of Americans favor a ban on assault weapons and only a quarter support a ban on handguns. Even if there were more public support, the National Rifle Association (NRA) could probably ensure blockage of legislation in the House or Senate or via a presidential veto. And in the unlikely event that a ban became law, the courts might well rule it unconstitutional.35
Another option is to more tightly restrict gun purchases.36 As figure 19 shows, this tends to have the support of a healthy majority of Americans. Nearly 90%, for instance, support requiring a universal background check before a person is allowed to buy a gun, and 75% support requiring a police permit.
Nearly every type of violence is less common today than at any previous point in human history, due largely to the expansion of government, commerce, and information, knowledge, and science. There have been hiccups — World Wars I and II, the rise in violent crime in the US in the 1960s and 1970s, the recent rise in terrorist killings — but so far these have proved to be exceptions to the long-run decline in violence rather than reversals of the trend.
The rise in violent crime in the 1960s and 1970s was one of the most significant developments in the US in the past century, with consequences not just for crime victims but for the large number of young Americans who, due to our “lock ’em up” policy reaction, became much more likely to serve a lengthy spell behind bars.37 There is little agreement among social scientists about the key determinants of the violent crime explosion and its equally pronounced decline beginning in the early-mid 1990s.
The United States is unique among rich democratic nations in the pervasiveness of guns. There are approximately 300 million guns in the country, nearly one for each person, and roughly 40% of homes have one or more of them. Reducing the number of guns in America almost certainly would reduce homicides, and also suicides, but we don’t know by how much. Public support for banning guns is low, and opponents have other means of blocking such measures in any case. Prospects seem better for tightening restrictions on the purchase of guns.
- For examples of pundit statements, see Steven Pinker and Andrew Mack, “The World Is Not Falling Apart,” Slate, 2014. ↩
- Bruce Western, Punishment and Inequality in America, Russell Sage Foundation, 2006, ch. 3. ↩
- Steven Pinker, The Better Angels of Our Nature: Why Violence Has Declined, Viking, 2011. ↩
- Pinker, The Better Angels of Our Nature, Preface. ↩
- Pinker, The Better Angels of Our Nature, Preface. ↩
- Pinker, The Better Angels of Our Nature, Preface. ↩
- Pinker, The Better Angels of Our Nature, Preface. ↩
- Pinker, The Better Angels of Our Nature, Preface. ↩
- Richard B. Freeman, “Why Do So Many Young American Men Commit Crimes and What Might We Do About It?,” Journal of Economic Perspectives, 1996. ↩
- Lane Kenworthy, “A Decent and Rising Income Floor,” The Good Society; Kenworthy, “Shared Prosperity,” The Good Society. ↩
- Franklin E. Zimring, The Great American Crime Decline, Oxford University Press, 2007, ch. 3. ↩
- Lane Kenworthy, “Family,” The Good Society; Kenworthy, “Civic Engagement,” The Good Society; Kenworthy, “Religion,” The Good Society. ↩
- Zimring, The Great American Crime Decline, ch. 3. ↩
- Jeremy Travis, Bruce Western, and Steve Redburn, eds., The Growth of Incarceration in the United States, National Academies Press, 2014, ch. 2. ↩
- Travis, Western, and Redburn, eds., The Growth of Incarceration in the United States, pp. 133-34. ↩
- Incarceration data that include federal, state, and local inmates begin in 1972. Data that don’t include local jails are available farther back in time; they too suggest the rise in incarceration began in the early-mid 1970s. See Travis, Western, and Redburn, eds., The Growth of Incarceration in the United States, figure 2.1. ↩
- Zimring, The Great American Crime Decline, ch. 3; Travis, Western, and Redburn, eds., The Growth of Incarceration in the United States, ch. 2; “America Is Waking Up to the Cost of Mass Incarceration,” The Economist, 2013. ↩
- Zimring, The Great American Crime Decline, ch. 6; Eric P. Baumer and Kevin T. Wolff, “Evaluating Contemporary Crime Drop(s) in America, New York City, and Many Other Places,” Justice Quarterly, 2014. ↩
- Bruce Western, “Crime and Punishment,” Boston Review, 2012. ↩
- Travis, Western, and Redburn, eds., The Growth of Incarceration in the United States, p. 155. ↩
- George L. Kelling and James Q. Wilson, “Broken Windows,” The Atlantic, 1982. ↩
- David Weisburd, “Place-Based Policing,” Police Foundation, 2008. ↩
- Franklin E. Zimring, “How New York City Beat Crime,” Scientific American, 2011. ↩
- See also Richard Rosenfeld, Robert Fornango, and Andres F. Rengifo, “The Impact of Order-Maintenance Policing on New York City Homicide and Robbery Rates, 1988-2001,” Criminology, 2007; Baumer and Wolff, “Evaluating Contemporary Crime Drop(s).” ↩
- Rick Nevin, Lucifer Curves: The Legacy of Lead Poisoning, 2016; Kevin Drum, “Lead: America’s Real Criminal Element,” Mother Jones, 2013; John Paul Wright, Kim N Dietrich, M. Douglas Ris, Richard W. Hornung, Stephanie D. Wessel, Bruce P. Lanphear, Mona Ho, and Mary N. Rae, “Association of Prenatal and Childhood Blood Lead Concentrations with Criminal Arrests in Early Adulthood,” PLOS: Medicine, 2008; Jessica Wolpaw Reyes, “Environmental Policy as Social Policy? The Impact of Childhood Lead Exposure on Crime,” Working Paper 13097, National Bureau of Economic Research, 2007; Howard W. Mielke and Sammy Zahran, “The Urban Rise and Fall of Air Lead (Pb) and the Latent Surge and Retreat of Societal Violence,” Environment International, 2012. ↩
- Baumer and Wolff, “Evaluating Contemporary Crime Drop(s).” ↩
- David Cole, “The Terror of Our Guns,” New York Review of Books, 2016. ↩
- Cole, “The Terror of Our Guns.” ↩
- Julian Santaella-Tenorio, Magdalena Cerda, Andres Villaveces, and Sandro Galea, “What Do We Know About the Association Between Firearm Legislation and Firearm-Related Injuries?,” Epidemiologic Reviews, 2016. ↩
- Bindu Kalesan et al, “Firearm Legislation and Firearm Mortality in the USA: A Cross-Sectional, State-Level Study,” The Lancet, 2016. ↩
- John Henry Sloan, et al, “Handgun Regulations, Crime, Assaults, and Homicide: A Tale of Two Cities,” New England Journal of Medicine, 1988. ↩
- Philip J. Cook and Jens Ludwig, “The Social Costs of Gun Ownership,” Journal of Public Economics, 2006; Santaella-Tenorio et al, “What Do We Know About the Association Between Firearm Legislation and Firearm-Related Injuries?”. ↩
- The numbers for alcohol and for illegal drugs are from Mark A.R. Kleinman, Jonathan P. Caulkins, and Angela Hawken, Drugs and Drug Policy, Oxford University Press, 2011, p. 19. ↩
- Kim Soffen, “To Reduce Suicides, Look at Guns,” Washington Post, 2016. ↩
- The second amendment of the US Constitution: “A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed.” On one interpretation, this guarantees the right of individuals to own guns. On another, it guarantees such a right only if the person is part of a state militia. ↩
- Nicholas Kristof, “A New Way to Tackle Gun Deaths,” New York Times, 2015. ↩
- Jeff Manza and Christopher Uggen, Locked Out: Felon Disenfranchisement and American Democracy, Oxford University Press, 2006; Western, Punishment and Inequality in America; Devah Pager, Marked: Race, Crime, and Finding Work in an Era of Mass Incarceration, University of Chicago Press, 2007; Sara Wakefield and Christopher Wildeman, Children of the Prison Boom: Mass Incarceration and the Future of American Inequality, Oxford University Press, 2013; Jeffrey D. Morenoff and David J. Harding, “Incarceration, Prisoner Reentry, and Communities,” Annual Review of Sociology, 2014. ↩